Brokerage

• Handle all account paperwork for new clients
• Order entry: electronic and pit execution
• Customer service and client liaison

Administration

• Trade allocations
• Trade and account reconciliations
• Real time and end of day position and margin reports
• Customized position and equity reports
• Real time risk analysis*
• CTA Fee calculations and administering*
• Record keeping for potential NFA auditing

Compliance

• Disclosure document set up and maintenance*
• Audit and accounting supervision*

Marketing

• Coordinate rating site set up and monthly updates
• Video interview for distribution and web posting
• Host trade show appearances and conferences*
• Website development and updates*
• Provide exposure across active client database
• Host monthly conference call updates for CTA clients and prospects