Brokerage

  • Handle all account paperwork for new clients
  • Order entry: electronic and pit execution
  • Customer service and client liaison

Administration

  • Trade allocations
  • Trade and account reconciliations
  • Real time and end of day position and margin reports
  • Customized position and equity reports
  • Real time risk analysis*
  • CTA Fee calculations and administering*
  • Record keeping for potential NFA auditing

Compliance

  • Disclosure document set up and maintenance*
  • Audit and accounting supervision*

Marketing

  • Coordinate rating site set up and monthly updates
  • Video interview for distribution and web posting
  • Host trade show appearances and conferences*
  • Website development and updates*
  • Provide exposure across active client database
  • Host monthly conference call updates for CTA clients and prospects